Terms and Conditions for Ample Investment Advisor - A SEBI Registered Investment Advisor
SEBI Registration No: INA000010779
Ample Investment Advisor (“the Company”), a SEBI registered investment advisor under SEBI Registration No. INA000010779, provides financial advisory services in compliance with the regulations laid out by the Securities and Exchange Board of India (SEBI). These terms and conditions govern the use of our services, including access to our website, reports, stock tips, and any other services or products provided to our clients. By engaging with Ample Investment Advisor, clients acknowledge that they have read, understood, and agreed to the terms and conditions described herein, as well as the associated risks.
1. Regulatory Compliance
Ample Investment Advisor operates under the provisions and regulations of SEBI’s Investment Advisers (IA) Regulations, 2013. As a registered entity, the Company ensures that its practices are in strict accordance with SEBI’s guidelines, which mandate transparency, accountability, and ethical conduct in financial advisory services.
Our primary responsibility is to offer investment advice that serves the best interests of the client, in line with SEBI's framework for investor protection and financial market integrity.
2. Eligibility
By accessing or using our services, the client confirms that they are:
An individual or entity with the legal capacity to enter into and fulfill contractual obligations.
Not restricted by any legal authority from engaging in financial markets or investment activities.
Ample Investment Advisor does not provide services to minors or individuals not authorized to conduct investment transactions. The client is responsible for ensuring compliance with local laws, including those related to investment advice and financial activities.
3. Client Classification and Suitability
Under SEBI guidelines, Ample Investment Advisor is required to classify its clients into different categories to provide suitable investment advice. Clients are classified based on their risk tolerance, financial knowledge, investment horizon, and objectives. We offer services that consider factors such as income, age, financial goals, and risk appetite.
Before initiating any advisory relationship, the client will be required to fill out a risk profile questionnaire. This helps us assess the suitability of recommendations and ensure that they align with the client's risk tolerance and financial objectives.
4. Nature of Advisory Services
Ample Investment Advisor provides investment advice based on fundamental and technical analysis. Our recommendations cover stocks, indices (Nifty, Bank Nifty, FinNifty), and other securities. We also offer investment strategies involving options, futures, and derivatives. Our advice is derived from data-driven research aimed at maximizing returns while managing risk exposure.
Scope of services includes:
- Equity and Derivative Market Advice
- Intraday Trading Tips
- Stock Market Calls and Predictions
- Fundamental and Technical Research Reports
- Portfolio Advisory
- Index and Option Trading Recommendations
5. Fee Structure
Ample Investment Advisor offers both subscription-based services and tailored advisory packages based on individual client needs. All fees and charges are structured in compliance with SEBI’s guidelines on fair pricing and transparency.
Our fee structure is disclosed upfront, with no hidden costs or charges. Clients are required to agree to the fee schedule at the start of the advisory relationship. Fees are payable in advance or as mutually agreed upon.
SEBI mandates that investment advisors operate on a fee-only basis. We do not receive commissions, brokerage fees, or any form of compensation from third parties, ensuring that our advice remains free from conflicts of interest.
6. Confidentiality and Privacy
Ample Investment Advisor is committed to safeguarding the personal and financial information of its clients. All data provided by clients, including financial details, transaction history, and personal information, is kept confidential and used solely for providing investment advice.
We adhere to SEBI regulations on the handling of sensitive information, ensuring that all client information is stored securely. Client data is not shared with any third parties unless required by law or regulatory authorities.
7. Risk Disclosure
Investing in stock markets, derivatives, and other financial products involves significant risk, including the possibility of capital loss. The value of securities can fluctuate based on market conditions, interest rates, company performance, and other external factors.
Ample Investment Advisor makes every effort to ensure that clients are aware of the risks involved in investing. While we strive to provide recommendations with a high level of accuracy, market volatility can lead to outcomes that may differ from predictions. Clients must fully understand the risks before entering into any transactions based on our advice.
8. No Guarantee of Returns
Ample Investment Advisor does not provide any form of guarantee on the returns or outcomes from investments. Markets are inherently unpredictable, and while we utilize comprehensive research to make informed recommendations, no one can predict market movements with complete certainty.
Clients are responsible for their investment decisions and must understand that past performance of any security or strategy does not guarantee future returns. Our services aim to assist clients in making informed decisions, but we do not accept responsibility for losses incurred due to market fluctuations.
9. No Conflict of Interest
As per SEBI guidelines, Ample Investment Advisor adheres to a strict code of ethics. Our services are designed to avoid any conflict of interest with clients. We do not engage in proprietary trading or invest in the securities we recommend, ensuring that our advice is impartial and solely in the best interests of the client.
Any potential conflicts of interest will be disclosed to the client, and we will seek their consent before proceeding with any actions that may create such conflicts.
10. Advisory Agreement
All clients must enter into an advisory agreement with Ample Investment Advisor. The agreement outlines the terms of the advisory relationship, including the scope of services, fee structure, and client obligations.
Clients are required to carefully review and understand the terms of the agreement before signing. The agreement is legally binding, and clients must comply with the terms and conditions outlined in the document. Failure to adhere to the terms may result in the termination of services.
11. Limitations of Liability
Ample Investment Advisor, its directors, employees, and agents will not be held liable for any losses, damages, or expenses arising from the use of our services. This includes, but is not limited to, losses incurred due to market volatility, inaccuracies in research data, or unforeseen changes in market conditions.
We provide our advisory services on an “as-is” basis and do not make any warranties regarding the accuracy, completeness, or timeliness of the information provided. The client assumes full responsibility for their investment decisions.
12. Cancellation and Refund Policy
Clients have the right to cancel their advisory subscription or service agreement at any time. However, refunds for any fees paid in advance will be issued only if the cancellation is requested within a specific period (e.g., within 15 days of service initiation) as per the terms agreed upon in the advisory agreement.
Partial refunds may be issued if services have already been rendered. Any disputes regarding fees or services must be addressed promptly by contacting our customer service team.
13. Client Obligations
Clients must provide accurate and complete information to Ample Investment Advisor, including details about their financial situation, investment goals, and risk tolerance. Failure to provide correct information may result in unsuitable advice or suboptimal investment strategies.
Clients are also responsible for ensuring timely payment of fees and following the terms outlined in the advisory agreement. Delays or non-payment may result in the suspension or termination of services.
14. Termination of Services
Ample Investment Advisor reserves the right to terminate its relationship with a client at any time, with or without notice, if there is a breach of terms or inappropriate use of services. In the event of termination, clients will be notified in writing, and any remaining fees will be settled as per the advisory agreement.
The client may also choose to terminate the advisory relationship by providing written notice. Upon termination, Ample Investment Advisor will no longer be responsible for providing advice or managing the client’s portfolio.
15. Compliance with SEBI Regulations
As a SEBI registered investment advisor, Ample Investment Advisor is subject to ongoing regulatory scrutiny. We are required to comply with SEBI’s rules and guidelines, including maintaining proper records, adhering to client suitability standards, and submitting periodic reports.
Our clients are encouraged to contact SEBI in case of any disputes or grievances related to our services. SEBI provides an independent dispute resolution mechanism to protect the rights of investors.
16. Grievance Redressal Mechanism
Ample Investment Advisor is committed to resolving any client grievances or disputes in a timely and transparent manner. Clients may file complaints regarding the services provided by contacting our compliance officer via email or telephone.
We aim to resolve all grievances within 30 days. If the issue is not satisfactorily resolved, clients may escalate the complaint to SEBI’s grievance redressal platform, SCORES (SEBI Complaints Redress System).
17. Intellectual Property
All materials, content, and reports provided by Ample Investment Advisor are the intellectual property of the Company and are protected by applicable intellectual property laws. Clients are granted limited access to use the materials for personal investment purposes.
Unauthorized reproduction, redistribution, or commercial use of our intellectual property without written consent is strictly prohibited.
18. Amendments to Terms and Conditions
Ample Investment Advisor reserves the right to modify or amend these terms and conditions at any time. Clients will be notified of any changes through written communication or updates on our website. Continued use of our services after modifications constitute the client's acceptance of the new terms.
19. Force Majeure
Ample Investment Advisor will not be held liable for any failure to perform its obligations due to circumstances beyond its control, including but not limited to natural disasters, war, government actions, technical failures, or market disruptions.
20. Governing Law and Jurisdiction
These terms and conditions are governed by the laws of India, and any disputes arising from the use of our services will be subject to